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Filing year 2023

Financial Industry Regulatory Authority Inc

Rockville, Maryland·EIN 53-0088710·6
Total revenue
$1.6B
Total assets
$2.5B
Total expenses
$0
Reported officers
40
Mission

FINRA IS DEDICATED TO INVESTOR PROTECTION AND MARKET INTEGRITY THROUGH EFFECTIVE AND EFFICIENT REGULATION OF THE SECURITIES INDUSTRY.

Executive compensation

Form 990 · Schedule J · 36 reported individuals · Filing year 2023

Base salaryExecutive compensation
$3.8M
Executive Vice President & CFAo
executive vice president
$2.6M
Executive Vice President & CIO
$2.3M
Senior Vice President - Thru 11/1/23
senior vice president
$2.2M
Executive Vice President
executive vice president
$1.5M
EVP and Chief Legal Officer
$1.4M
Executive Vice President
executive vice president
$1.4M
Executive Vice President
executive vice president
$1.3M
Executive Vice President
executive vice president
$1.2M
EVP Board & External Relations
board president
$1.1M
Senior Vice President
senior vice president
$1.1M
Senior Vice President
senior vice president
$1.1M
Senior Vice President
senior vice president
$1M
Executive Vice President
executive vice president
$938k
Executive Vice President
executive vice president
$938k
Senior Vice President
senior vice president
$928k
Chairperson
board chair
$171k
Board Member
board member
$126k
Board Member
board member
$120k
Board Member
board member
$113k
Board Member
board member
$113k
Board Member
board member
$113k
Board Member
board member
$113k
Board Member
board member
$103k
Board Member
board member
$101k
Board Member
board member
$101k
Board Member
board member
$100k
Board Member
board member
$100k
Board Member
board member
$100k
Board Member
board member
$100k
Board Member - As of 5/18/23
board member
$76k
Board Member - Thru 9/6/23
board member
$75k
Board Member - As of 9/6/23
board member
$52k
Board Member - As of 12/21/23
board member
$10k
Board Member
board member
$709
Board Member - Thru 9/6/23
board member
$613

Plus 4 unpaid individuals.

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