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Filing year 2024

Financial Industry Regulatory Authority Inc

Rockville, Maryland·EIN 53-0088710·6
Total revenue
$2.6B
Total assets
$3.1B
Total expenses
$3B
Reported officers
45
Mission

FINRA's mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.

Executive compensation, broken down

Form 990 · Schedule J · 41 reported individuals · Filing year 2024

$4.1M
$4.4M
Base
$1.1M
Bonus
$2.4M
Other
$33k
Benefits
$7k
Executive Vice President & Cfao
executive vice president
$2.4M
$2.5M
Base
$683k
Bonus
$860k
Other
$196k
Benefits
$11k
Executive Vice President & CIO
$2.3M
$2.4M
Base
$631k
Bonus
$830k
Other
$503k
Benefits
$41k
Executive Vice President
executive vice president
$1.7M
$1.8M
Base
$510k
Bonus
$600k
Other
$358k
Benefits
$49k
EVP and Chief Legal Officer
$1.5M
$1.6M
Base
$564k
Bonus
$725k
Other
$172k
Benefits
$16k
Executive Vice President
executive vice president
$1.3M
$1.3M
Base
$405k
Bonus
$470k
Other
$307k
Benefits
$48k
Executive Vice President
executive vice president
$1.3M
$1.3M
Base
$499k
Bonus
$605k
Other
$6k
Benefits
$38k
Executive Vice President
executive vice president
$1.2M
$1.3M
Base
$420k
Bonus
$550k
Other
$26k
Benefits
$51k
Executive Vice President
executive vice president
$1.2M
$1.3M
Base
$8k
Bonus
Other
$1.1M
Benefits
$20k
Executive Vice President
executive vice president
$1.1M
$1.2M
Base
$387k
Bonus
$375k
Other
$318k
Benefits
$50k
EVP Board & External Relations
board president
$1.1M
$1.2M
Base
$424k
Bonus
$540k
Other
$30k
Benefits
$38k
Executive Vice President
executive vice president
$1.1M
$1.2M
Base
$383k
Bonus
$430k
Other
$211k
Benefits
$63k
Executive Vice President
executive vice president
$1.1M
$1.2M
Base
$448k
Bonus
$455k
Other
$27k
Benefits
$65k
Senior Vice President
senior vice president
$1.1M
$1.2M
Base
$374k
Bonus
$430k
Other
$125k
Benefits
$44k
Senior Vice President
senior vice president
$1.1M
$1.1M
Base
$384k
Bonus
$359k
Other
$265k
Benefits
$49k
Executive Vice President
executive vice president
$1M
$1.1M
Base
$391k
Bonus
$350k
Other
$213k
Benefits
$4k
Senior Vice President
senior vice president
$992k
$1.1M
Base
$382k
Bonus
$265k
Other
$281k
Benefits
$3k
Chairperson
board chair
$176k
$186k
Base
$176k
Bonus
Other
Benefits
Board Member
board member
$119k
$126k
Board Member
board member
$116k
$123k
Board Member
board member
$109k
$116k
Board Member
board member
$106k
$113k
Board Member
board member
$105k
$112k
Board Member
board member
$104k
$110k
Board Member
board member
$103k
$110k
Board Member
board member
$101k
$108k
Board Member
board member
$101k
$107k
Board Member
board member
$101k
$107k
Board Member
board member
$100k
$107k
Board Member
board member
$100k
$106k
Board Member - Thru 9/11/24
board member
$95k
$101k
Board Member - Thru 9/11/24
board member
$89k
$95k
Board Member - Thru 9/11/24
board member
$86k
$91k
Board Member - Thru 9/11/24
board member
$77k
$82k
Board Member - Thru 4/5/24
board member
$50k
$53k
Board Member - As of 9/11/24
board member
$50k
$53k
Board Member - As of 9/11/24
board member
$50k
$53k
Board Member - As of 11/8/24
board member
$25k
$27k
Board Member
board member
$958
$1k
Board Member
board member
$737
$783
Board Member - As of 9/13/24
board member
$630
$669

Teal figures restate each filed amount in 2026 dollars.

Estimated with Washington-Arlington-Alexandria, DC-VA-MD-WV metro-area CPI-U, restating filed pay into May 2026 dollars. A restatement of past pay, not current or projected pay.

Plus 4 unpaid individuals.

Up 7%
from 2023

From $3.8M in 2023 to $4.1M in 2024.

$3.8M
2023
$4.1M
2024
In today's dollarsEst.
Up 4% in real terms$4.2M to $4.4M

Estimated with Washington-Arlington-Alexandria, DC-VA-MD-WV metro-area CPI-U, restating filed pay into May 2026 dollars. A restatement of past pay, not current or projected pay.

Highest reported compensation in each year. Volunteer board members and partial-year payouts are filtered out.
Financial trend

Revenue and expenses over time

Financial Industry Regulatory Authority Inc reported revenue and expenses across 2 filing years.

RevenueExpenses
$1.6B
$2.1B
2023
$2.6B
$3B
2024
Total revenue and total expenses from IRS Form 990 filings.
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