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Filing year 2024

FINRA REGULATION INC

Rockville, Maryland·EIN 52-1959501·6
Total revenue
$1.4B
Total assets
$94.1M
Total expenses
$0
Reported officers
20
Mission

FINRA REGULATION IS DEDICATED TO INVESTOR PROTECTION AND MARKET INTEGRITY THROUGH EFFECTIVE AND EFFICIENT REGULATION OF THE SECURITIES INDUSTRY.

Executive compensation

Form 990 · Schedule J · 8 reported individuals · Filing year 2024

Base salaryExecutive compensation
Executive Vice President/cfao
$631k
President & Ceo, Ex Officio
$630k
Executive Vice President
executive vice president
$214k
Executive Vice President
executive vice president
$174k
Executive Vice President
executive vice president
$156k
Evp, Board & External Relations
board president
$141k
Executive Vice President
executive vice president
$67k
EVP and Chief Legal Officer
$63k

Plus 12 unpaid individuals.

Down 30%
from 2023

From $901k in 2023 to $631k in 2024.

$901k
2023
$631k
2024
Highest reported compensation in each year. Volunteer board members and partial-year payouts are filtered out.
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