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NATIONAL FUTURES ASSOCIATION

EIN: 36-2960981Chicago, ILZIP: 60606
501(c)(6)

Mission

AS A CONGRESSIONALLY AUTHORIZED SELF-REGULATORY ORGANIZATION, NATIONAL FUTURES ASSOCIATION (NFA) IS THE SELF-REGULATORY ORGANIZATION FOR THE U.S. DERIVATIVES INDUSTRY, INCLUDING EXCHANGE TRADED FUTURES, RETAIL OFF-EXCHANGE FOREIGN CURRENCY (FOREX) AND (CONTINUED IN SCHEDULE O) (CONTINUANCE OF PART III, LINE 1)OTC DERIVATIVES (SWAPS). NFA HAS DEVELOPED AND ENFORCES RULES, PROVIDES PROGRAMS AND OFFERS SERVICES THAT SAFEGUARD MARKET INTEGRITY, PROTECT INVESTORS AND HELP OUR MEMBERS MEET THEIR REGULATORY RESPONSIBILITIES.

Financials

YearRevenueExpensesAssets
2023$143.7M$0$241.5M

Compensation

THOMAS SEXTON
President and CEO
chief executive officer
$836,039
$325,000
$10,452
$1,248,896
MICHAEL OTTEN
Senior Vice President, Otc
senior vice president
$619,196
$150,000
$8,482
$853,033
REGINA THOELE
Senior Vice President
senior vice president
$613,775
$115,000
$10,104
$816,347
CAROL WOODING
Sr.vp, Gc, and Secretary
vice president
$588,260
$140,000
$10,652
$813,267
TIMOTHY MCHENRY
Senior Vice President
senior vice president
$559,260
$140,000
$10,725
$787,340
EDWARD DASSO
Senior Vice President
senior vice president
$544,508
$92,500
$7,153
$722,147
DAVID HAWRYSZ
Sr. Vp, CFO, and Treasurer
chief financial officer
$522,591
$90,000
$8,763
$699,062
KAREN WUERTZ
Senior Vice President
senior vice president
$447,650
$90,000
$8,543
$620,523
LAUREN BRINATI
Vp, Admin Strategy Risk
vice president
$431,000
$110,000
$1,849
$601,953
DALE SPOLJARIC
Vice President, Otc
vice president
$398,071
$75,000
$2,012
$549,393
NANCY C BOHANON
Vice President, HR
vice president
$294,330
$90,000
$4,221
$461,988
ALLESANDRA RICCARDI
Managing Director, Otc
highest compensated employee
$345,478
$35,000
$1,258
$454,335
CLIFF ALLEN
Managing Director, Otc
highest compensated employee
$359,725
$37,000
$1,368
$437,608
KATHLEEN CLAPPER
Managing Director, Compliance
highest compensated employee
$314,315
$37,200
$984
$416,296
JOSEPH HAWRYSZ
Managing Director, Compliance
highest compensated employee
$321,583
$16,500
$5,016
$402,620
ANNE JOVES
Associate General Counsel
highest compensated employee
$336,987
$14,000
$1,848
$391,818
YVETTE CHRISTMAN
Vice President
vice president
$263,528
$55,000
$7,229
$385,261
DANIEL DRISCOLL
Special Advisor
former officer/director/trustee
$252,004
$0
$2,980
$320,583
MICHAEL MOSKOW
Board Member (Thru 02/2024)
board member
$0
$0
$0
$41,500
MICHAEL DAWLEY
Board Member
board member
$0
$0
$0
$40,000
MARY MCDONNELL
Board Member
board member
$0
$0
$0
$40,000
ARTHUR HAHN
Board Member
board member
$0
$0
$0
$40,000
RONALD OPPENHEIMER
Board Member
board member
$0
$0
$0
$36,500
TODD PETZEL
Board Member
board member
$0
$0
$0
$31,500
DOUGLAS HARRIS
Board Member (Thru 02/2024)
board member
$0
$0
$0
$23,500
RONALD FILLER
Board Member
board member
$0
$0
$0
$23,000
MICHAEL SCHAEFER
Board Member (Thru 02/2024)
board member
$0
$0
$0
$22,500
ANA BESKIN
Board Member
board member
$0
$0
$0
$21,500
ERNEST JAFFARIAN
Board Member
board member
$0
$0
$0
$18,000
DON THOMPSON
Vice Chair (Thru 2/24)/Board Mem
board vice chair
$0
$0
$0
$16,000
DOUGLAS BRY
Board Member (Thru 02/2024)
board member
$0
$0
$0
$16,000
MAUREEN DOWNS
Chair (Thru 02/2024)
board chair
$0
$0
$0
$16,000
THOMAS KADLEC
Board Member
board member
$0
$0
$0
$16,000
GERALD CORCORAN
Chair (As of 02/2024)
board chair
$0
$0
$0
$15,000
SCOTT STEWART
Board Member (Thru 02/2024)
board member
$0
$0
$0
$14,000
MICHAEL BURKE
Board Member
board member
$0
$0
$0
$10,000
SETH BENDER
Board Member
board member
$0
$0
$0
$10,000
CONSTANCE WICK
Board Member
board member
$0
$0
$0
$9,500
SCOTT ANDERSEN
Board Member
board member
$0
$0
$0
$8,500
MARK MAURER
Board Member
board member
$0
$0
$0
$8,000
MARK BAGAN
Board Member (Thru 02/2024)
board member
$0
$0
$0
$8,000
MARTIN LUECK
Board Member
board member
$0
$0
$0
$8,000
ALICIA CRIGHTON
Board Member (As of 08/2023)
board member
$0
$0
$0
$0
WILLIAM MCCOY
Board Member (Thru 02/2024)
board member
$0
$0
$0
$0
CHARLOTTE MCLAUGHLIN
Board Member
board member
$0
$0
$0
$0
TRABUE BLAND
Board Member
board member
$0
$0
$0
$0
JULIE HOLZRICHTER
Board Member
board member
$0
$0
$0
$0

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Learn more

Data from IRS Form 990 filings (2023).