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Filing year 2023

SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION

New York, New York·EIN 32-0178959·NTEE S40 · Community Improvement & Capacity Building·501(c)(6)
Total revenue
$61.8M
Total assets
$80.9M
Total expenses
$62.3M
Reported officers
61
Mission

SEE SCHEDULE OSIFMA IS THE LEADING TRADE ASSOCIATION FOR BROKER-DEALERS, INVESTMENT BANKS AND ASSET MANAGERS OPERATING IN THE U.S. AND GLOBAL CAPITAL MARKETS. ON BEHALF OF OUR INDUSTRY'S ONE MILLION EMPLOYEES, WE ADVOCATE ON LEGISLATION, REGULATION AND BUSINESS POLICY AFFECTING RETAIL AND INSTITUTIONAL INVESTORS, EQUITY AND FIXED INCOME MARKETS AND RELATED PRODUCTS AND SERVICES. WE SERVE AS AN INDUSTRY COORDINATING BODY TO PROMOTE FAIR AND ORDERLY MARKETS, INFORMED REGULATORY COMPLIANCE, AND EFFICIENT MARKET OPERATIONS AND RESILIENCY. WE ALSO PROVIDE A FORUM FOR INDUSTRY POLICY AND PROFESSIONAL DEVELOPMENT.

Executive compensation, broken down

Form 990 · Part VII & Schedule J · 13 reported individuals · Filing year 2023

Percentile bands compare each position's total pay with the same role at Community Improvement & Capacity Building organizations in New York.

President & CEO
Above 90th percentile
$2.9M
$3.2M
Base
$1.5M
Bonus
$1.3M
Other
$6k
Benefits
$48k
COO
Above 90th percentile
$1.4M
$1.6M
Base
$679k
Bonus
$650k
Other
$4k
Benefits
$60k
EVP & Gen. Counsel
Executive Vice President
Above 90th percentilevs Community Improvement & Capacity Building peers nationwide
$1M
$1.1M
Base
$594k
Bonus
$335k
Other
$990
Benefits
$35k
CFO & Cao
Above 90th percentile
$857k
$961k
Base
$389k
Bonus
$368k
Other
$4k
Benefits
$57k
Executive Vice President
Above 90th percentilevs Community Improvement & Capacity Building peers nationwide
$837k
$939k
Base
$556k
Bonus
$185k
Other
$2k
Benefits
$58k
Executive Vice President
Above 90th percentilevs Community Improvement & Capacity Building peers nationwide
$738k
$828k
Base
$345k
Bonus
$290k
Other
$4k
Benefits
$60k
Managing Director
Highest Compensated Employee
Above 90th percentile
$686k
$770k
Base
$387k
Bonus
$195k
Other
$6k
Benefits
$56k
Managing Director
Highest Compensated Employee
Above 90th percentile
$666k
$748k
Base
$388k
Bonus
$200k
Other
$840
Benefits
$38k
Managing Director
Highest Compensated Employee
Above 90th percentile
$648k
$728k
Base
$357k
Bonus
$195k
Other
$2k
Benefits
$55k
Managing Director
Highest Compensated Employee
Above 90th percentile
$600k
$673k
Base
$432k
Bonus
$95k
Other
$11k
Benefits
$22k
Managing Director
Highest Compensated Employee
Above 90th percentile
$592k
$665k
Base
$359k
Bonus
$188k
Other
$4k
Benefits
$2k
Executive Vice President
Above 90th percentilevs Community Improvement & Capacity Building peers nationwide
$538k
$603k
Base
$226k
Bonus
$230k
Other
$4k
Benefits
$38k
EVP & General Counsel
Executive Vice President
25th percentile to medianvs Community Improvement & Capacity Building peers nationwide
$172k
$193k
Base
Bonus
Other
$172k
Benefits

Teal figures restate each filed amount in 2026 dollars.

Estimated with New York-Newark-Jersey City, NY-NJ-PA metro-area CPI-U, restating filed pay into May 2026 dollars. A restatement of past pay, not current or projected pay.

Plus 48 unpaid individuals.

Browse compensation in Community Improvement & Capacity Building

Pay in context

Top pay as a share of expenses

In 2023, the highest total compensation at SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION equaled 5% of the organization's total expenses. The median for community improvement & capacity building organizations is 14%.

This organization (2023)
5%
Sector median
14%
Middle half of sector
6% to 28%

Based on 10,247 community improvement & capacity building organizations, each measured at its most recent filing year with reported expenses and compensation.

Up 4%
from 2022

From $2.8M in 2022 to $2.9M in 2023.

$2.8M
2022
$2.9M
2023
In today's dollarsEst.
Roughly flat in real terms$3.2M to $3.2M

Estimated with New York-Newark-Jersey City, NY-NJ-PA metro-area CPI-U, restating filed pay into May 2026 dollars. A restatement of past pay, not current or projected pay.

Pay for the position

Chief Executive Officer pay rose 4% from 2022 to 2023, while revenue rose 2%.

$2.8M in 2022 to $2.9M in 2023.
  • Chief Operating Officer pay rose 4% from 2022 to 2023.
  • Executive Vice President pay rose 41% from 2022 to 2023.

Pay for the position itself, not any one person. The officeholder may have changed between 2022 and 2023.

Highest reported compensation in each year. Volunteer board members and partial-year payouts are filtered out.

Among peers

Revenue and top compensation, plotted against similar organizations. This organization is highlighted in cyan.

FAQ

Common questions about SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION

What does the Chief Executive Officer of SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION earn?

In 2023, the Chief Executive Officer of SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION received $2,875,804 in total compensation. This pay is in the top 10% for Chief Executive Officer roles among Community Improvement & Capacity Building organizations in New York: at least 9 in 10 comparable filings report less. Based on IRS Form 990 data.

How does Chief Executive Officer pay at SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION compare with similar nonprofits?

Compared with the same role at Community Improvement & Capacity Building organizations in New York, the 2023 pay of the Chief Executive Officer at SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION falls in the top 10%. In 2023, the highest total compensation at SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION equaled 5% of the organization's total expenses. The median for community improvement & capacity building organizations is 14%.

What are SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION's revenue and expenses?

In 2023, SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION reported $61.8M in total revenue and $62.3M in total expenses on its IRS Form 990.

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